Compliance & Audit

AI governance and regulatory trail

EVENTS TODAY

1,247

+8.3%

RISK FLAGS

3

Active

COVERAGE

100%

Full

AI ACTIONS

834

+12.1%

Event Volume (7-Day)

Actions by Type

Audit Trail

Timestamp	Actor	Action	Description	Target	Risk	Outcome
17m ago	AI Agent	Data Access	Accessed Core Banking CRM to analyze client retention patterns	Core Banking CRM	Low	Success
44m ago	AI Agent	Proposal Generated	Generated proposal: High-Net-Worth Client Churn Predictor based on 6-month analysis	Proposals Engine	Low	Success
1h ago	Sarah Chen	Proposal Approved	Approved HNW Churn Predictor for dashboard deployment	HNW Churn Predictor	Low	Success
1h ago	AI Agent	Data Access	Accessed client PII data for churn model feature engineering — flagged for review	Client PII Database	High	Success
2h ago	Michael Torres	Module Deployed	Deployed Revenue Optimizer module to executive dashboard	Revenue Optimizer	Medium	Success
2h ago	AI Agent	Data Source Connected	Established connection to Bloomberg Terminal market data feed	Bloomberg Terminal	Low	Success
3h ago	AI Agent	Alert Triggered	Market volatility threshold exceeded — VIX above 25.3 bps	Volatility Monitor	Medium	Success
3h ago	Emily Rodriguez	Proposal Rejected	Rejected Regulatory Compliance Risk Scanner — insufficient data coverage	Compliance Risk Scanner	Low	Success
11h ago	AI Agent	Data Access	Bulk export of transaction records exceeding 10M rows — automated compliance check triggered	Transaction History DB	Critical	Pending
12h ago	James Park	Proposal Approved	Approved Commercial Loan Default Early Warning for pilot rollout	Loan Default Warning	Low	Success
14h ago	AI Agent	Proposal Generated	Generated proposal: Digital Banking Adoption Tracker using mobile app analytics	Proposals Engine	Low	Success
16h ago	AI Agent	Data Access	Accessed credit bureau feed for cross-referencing client risk profiles	Credit Bureau Feed	High	Success
18h ago	Priya Sharma	Module Deployed	Deployed Client Acquisition Funnel to retail banking dashboard	Client Acquisition Funnel	Medium	Success
19h ago	AI Agent	Data Source Connected	Attempted connection to Trade Execution System — authentication timeout	Trade Execution System	Medium	Failed
21h ago	David Kim	Proposal Approved	Approved Investment Portfolio Rebalancing Alert with modified parameters	Portfolio Rebalancing Alert	Low	Success
22h ago	AI Agent	Alert Triggered	Anomalous trading pattern detected in commercial portfolio segment	Risk Engine	High	Success
Mar 20, 09:34 AM	AI Agent	Data Access	Queried loan origination system for default correlation analysis	Loan Origination System	Low	Success
Mar 20, 08:12 AM	Rachel Liu	Proposal Rejected	Rejected Branch Network Efficiency Analyzer revision — overlaps with existing module	Branch Efficiency v2	Low	Success